http://www.testprepsecrets.com/study-guides6/exam/6/series-63-exam-preparation/1.html SERIES 63 Exam Preparation
Besides taking the Series 7 Exam, most individuals also take the Series 63 Exam. The Series 63 test may be small but can be a real eye-opening experience unless you have prepared the correct (and easy) way. Fortunately, Empire Stockbroker Training Institute's Series 63 Textbook and CD were written with you in mind. The writers of this material (Steven Rice and Rueben Martinez) have decades of experience in helping students just like you pass their exams on the first try. About the Series 63 Textbook:? Over 140 pages of Series 63 exam focused material? Chapter quizzes with easy to understand explanations? Illustrations? Memory tricks? Tips and notes along the way to help you with your learningAbout the Series 63 CD:? Over 500 simulated Series 63 Exam questions? Options to take in either practice or final exam mode? Chapter quizzes? No expiration dateWhether you are a novice or a professional, this Series 63 package is for you.
Price: $79.00
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Practice Final Tests 1-4
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-License Exam ManualA comprehensive textbook covering all aspects of the exam. Short, focused paragraphs with numerous graphics and exercises help students learn faster and retain critical information.-SecuritiesProTM QBankTest yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
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This if one of the best NASAA SERIES 63 EXAM audio review you can find. With this review you can make your own outlines.TOPICS COVERED: Definition Of Terms; Registration Requirements: Broker-Dealers, Agents And Investment Advisors; Regulation Of Securities; Rule Enforcement; Fraudulent And Prohibited Practices
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This audio course on CDs provides an easy way for students to review a list of key terms and concepts of the underlying subjects. It truly offers the most comprehensive and easy accessible supplement to your independent study for the Series 63, Uniform Securities Agent State Law Examination, the state law test for broker-dealer representatives. Topics Covered: Terms and Definitions: Registration Requirements; Regulation Of Securities; Rule Enforcement; Fraudulent And Prohibited Practices.
Price: $28.00
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Brand new series 63 textbook direct from The Securities Institute. Students will be prepared to pass the series 63 exam after reading this comprehensive textbook from The Securities Institute of America.
Price: $95.23
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Series 63 Exam Secrets helps you ace the Uniform Securities Agent State Law Examination / Blue Sky Law Exam, without weeks and months of endless studying. Our comprehensive Series 63 Exam Secrets study guide is written by our exam experts, who painstakingly researched every topic and concept that you need to know to ace your test. Our original research reveals specific weaknesses that you can exploit to increase your exam score more than you've ever imagined. Series 63 Exam Secrets includes: The 5 Secret Keys to Series 63 Test Success: Time is Your Greatest Enemy, Guessing is Not Guesswork, Practice Smarter, Not Harder, Prepare, Don't Procrastinate, Test Yourself; A comprehensive General Strategy review including: Make Predictions, Answer the Question, Benchmark, Valid Information, Avoid Fact Traps, Milk the Question, The Trap of Familiarity, Eliminate Answers, Tough Questions, Brainstorm, Read Carefully, Face Value, Prefixes, Hedge Phrases, Switchback Words, New Information, Time Management, Contextual Clues, Don't Panic, Pace Yourself, Answer Selection, Check Your Work, Beware of Directly Quoted Answers, Slang, Extreme Statements, Answer Choice Families; Comprehensive sections including: Uniform Securities Act, Role of the Administrator, Reasons for Registration Denial, Federally Covered Securities, Authority of State Administrators, Bank Secrecy Act, Red Flags, General Enforcement, Securities Investor Protection Act, Money Laundering, Characteristics of Investment Advisers, Broker Activities, Security Sales, Dealer Activities, ERISA, Basic Registration Requirements, Bond Requirements, Prohibited Business Practices, Record Keeping Requirements, Investment Contracts, Authorization Requirements, Registration by Coordination, Exempt Security Transactions, Material Facts, Investment Adviser's Act of 1940, Broker-Dealer Ethics, Currency and Foreign Transactions Reporting Act, Use of Guarantees, Trust Indenture Act of 1939, ITSFEA, and much more...
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Series 63 Exam Flashcard Study System uses repetitive methods of study to teach you how to break apart and quickly solve difficult test questions on the Uniform Securities Agent State Law Examination / Blue Sky Law Exam. Study after study has shown that spaced repetition is the most effective form of learning, and nothing beats flashcards when it comes to making repetitive learning fun and fast. Our flashcards enable you to study small, digestible bits of information that are easy to learn and give you exposure to the different question types and concepts. Series 63 Exam Flashcard Study System covers: Uniform Securities Act, Role of the Administrator, Reasons for Registration Denial, Federally Covered Securities, Authority of State Administrators, Bank Secrecy Act, Red Flags, General Enforcement, Securities Investor Protection Act, Money Laundering, Characteristics of Investment Advisers, Broker Activities, Security Sales, Dealer Activities, ERISA, Basic Registration Requirements, Bond Requirements, Prohibited Business Practices, Record Keeping Requirements, Investment Contracts, Authorization Requirements, Registration by Coordination, Exempt Security Transactions, Material Facts, Investment Adviser's Act of 1940, Broker-Dealer Ethics, Currency and Foreign Transactions Reporting Act, Use of Guarantees, Trust Indenture Act of 1939, ITSFEA, Assessable Stocks, Bank Secrecy Act, Conflicts of Interest, Front Running and Matching, Purchases and Prohibitions, Agency Cross Transactions, Fiduciary Responsibilities, Investment Advisers, Investment Advisory Contract Standards, Limitations in Negotiating Contracts, Fraudulent Business Practices, Test-Taking Strategies, Federal Rules, Securities and Exchange Commission, National Securities Markets Improvements Act, Securities Litigation Uniform Standards Act, and much more...
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This Series 63 CD is designed to help you pass your Series 63 exam on the first try. The questions on this CD were written by the same company that wrote the "Series 7 Exam for Dummies'. All questions are designed to simulate the real Series 63 exam and all explanations are easy to understand.
Price: $49.00
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Do the terms contumacy, federal covered security, and impoundment of proceeds give you a headache? Do you need to take the Series 63 exam? If you can answer yes to both of these questions, then you've come to the right place. Robert Walker, a professional trainer who specializes in the FINRA Series 6, 63, 65, 66, and 7 exams, has written this book for those who are about to brave the Series 63 examination. Armed with an M.F.A. in writing and a B.A. in English, Walker has managed to translate Securities-ese into plain English, with a liberal dash of humor. This must-have book guides you through the intricacies of the Series 63 exam. Walker takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. He shows you, step-by-step, how not to be misled by the questions. In addition to a lengthy exercise in translation back into English, this book includes two complete 60-question practice finals, a handy glossary, and a helpful and concise review of background information relating to the Series 6 and Series 7 exams. Once you've finished this book, you will be able to take the test with confidence!
Price: $26.37
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